Hopepunk: A genealogical sketch

Barack Obama "Hope" poster - Wikipedia

Hope is not an optimistic emotion.

When we discuss optimism we can start by returning to that very early definition of optimism as an emotional position: the glass is half full. Optimism is grounded in an assessment of material conditions. The glass is an object. Its condition – being half-full of water – is a part of its facticity. The water, too, is an object. The optimist begins from the material conditions that exist and extrapolates how the good arises from them. While an optimist has one eye on the future state of the object their gaze is fixed first upon the conditions as they exist.

Hope is far slipperier. In some ways it is an expression of despair. To hope is to observe the abjection of the material and to reject that as the basis for analysis, instead looking toward some outside agency to swoop in and make things better. The optimist, looking at the half-full glass might extrapolate that there is water to be had. The hopeful imagines somebody will bring them more instead.

This feature of optimism – the tendency toward agency – was remarked upon by Antonio Gramsci in his prison letters when he said, “My own state of mind synthesises these two feelings and transcends them: my mind is pessimistic, but my will is optimistic. Whatever the situation, I imagine the worst that could happen in order to summon up all my reserves and will power to overcome every obstacle.” Gramsci’s assessment starts from a material basis and, as one might expect of a Marxist in an Italian prison during the reign of the fascists, he finds his material condition unfortunate. However Gramsci maintains an “optimism of the will” – a revolutionary optimism that demands that the revolution never ended, the workers have not been defeated, so long as one fighter draws breath and continues to fight. Gramsci suffered imprisonment and maltreatment for much of his too-brief life. But his optimism left behind him a legacy of academic work that forwarded revolution for decades to come. What of hope? Hope never lifted him from his prison nor overthrew the Fascist regime in Italy. But the Salò Republic fell and Communist partisans slaughtered Mussolini like the pig he was. This agency is not the object of hope but of such a revolutionary optimism.

However this optimism of the will – this sense that a person can start from their material basis and enact meaningful change – that the words of a neglected prisoner can be one of the sparks that leads to the death of a fascist demagogue – depends on being enmeshed in history. By history here I don’t mean an account of the past but rather a continuous process of movement of the future into the present and the present into the past. Optimism depends on the presence of ambiguity within the facticity of our situation. To be optimistic is to recognize that there is a seed of good here and now from which a person can, with sufficient will, build the future.

In Capitalist Realism Fisher proposes that this is the very thing neoliberalism sought to snuff out. We can see this desire, to bring about an end to history, in both the theoretical works of people like Fukuyama, who proposed history as an evolutionary process and the present moment as its final form (eliding both that human social development has never been evolutionary in character but rather more like an ecological process in a state of metastatic equilibrium and that evolution itself has no end) and in the practical efforts of Margaret Thatcher’s “no alternative” rhetoric, the neoliberal order is sustained in its own perilous equilibrium largely by the lie it foments that this is all we can strive for: a present that is always at the end of the arc of history curving inevitably toward freedom. A past that is always a time of darkness and superstition. A future that is more present but just with a faster phone with more pixels in the screen.

In such a future there is no place for the agency of revolutionary optimism. The neoliberal order hardly even likes to admit the agency of people is a good. Populism is made a dirty word and equated exclusively with fascists. Government becomes technocratic – governance a task best left to experts like some perverse materialization of Plato’s philosopher kings. But in a world where agency must always accompany professional expertise there is a place for hope. Perhaps, in the future, The Experts will make things better. A person who is an agent of hope thus ends up fighting a rear-guard action for the status quo. Any upset too far, any reactivation of history, carries with it the risk that the outside agents who hold aloft the light of hope cannot come and save us.

The neoliberal circumscription of the imagination has certainly had a negative impact on science fiction. In the precursor novel to cyberpunk, “The Sheep Look Up” the future was bleak. The novel traces the dissolution of the American empire after all and it does so with an unflinching eye to the circumstances of empire. However even there we get a sense that alternatives exist. The problem isn’t a purely Malthusian one but rather one that is specific to a mode of production in a specific place and time, “We can just about restore the balance of the ecology, the biosphere, and so on – in other words we can live within our means instead of an unrepayable overdraft, as we’ve been doing for the past half century – if we exterminate the two hundred million most extravagant and wasteful of our species,” in other words the alternative will arise out of the funeral pyre of empire. At the other end of the cyberpunk genre, William Gibson built the story of Virtual Light entirely out of the grounding of the future in a material present – a vast real-estate deal might reshape a city if only a person has the right eyes to see it.

Of course there’s a cynicism in cyberpunk. It is very much a genre of pessimism of the intellect, optimism of the spirit. The little people who populate cyberpunk novels – the thugs and grifters, the couriers and the hackers are not movers or shakers. And yet, despite being vastly, overwhelmingly, outpowered by the forces arrayed against them, they do their little hustles, carve out space for a future, for a history. This is because cyberpunk, charting that thread of science fiction between Brunner and Dick at one end and Gibson, Sterling and Stevenson at the other, was in many ways a punk genre.

Punk rock arose contiguously with cyberpunk. In retrospect 1968 had repercussions much farther afield than the French academy and this sense that the alternative future offered by the Soviet Union was perhaps as failed as the future offered by the United States informed many of these cynical quests to find an optimism of the will within pessimistic times. Within music this arose largely as a matter of distrust in the studio system and an unwillingness to participate in those syndical games compromising artistic vision. And so we have the Fugs announcing that they “dreamed of a bum, seven foot tall, who crushed the Bourgeoisie with a cross,” and we have Iggy Pop singing about his own desire for subjugation, “now I wanna be your dog.” The music, carving our an optimism of the will via a rejection of a formal system in favour of embracing the limits of do-it-yourself aesthetics contained within it the realization of a potential new future for music – a continuation of history by turning away from money and from polish in order to access something primordial: a broken and jagged scream that had no place in the institutions of the time.

Of course punk was recaptured by capital and the Stooges gave way to Blink 182. The bringing of punk to heel was a death by a thousand cuts. It may have begun with the style-before-substance empty anarchy of the Sex Pistols but there was no one moment before which punk was good and after which it was bad. Green Day were part of the punk-pop movement and yet they still carried with them that yearning for things to be different that characterized more radical precedents like the Dead Kennedys. Even now punk produces acts like Red Bait as well as acts like Paramore.

The capture of Punk was a suffocation under new axioms. Punk might be music for hoodlums and thugs but if it bends this direction or that, if it can become a vessel of a form of commodity fetishism, then places can be carved out for it. Crust punks might still gather in the living rooms of squats to reintroduce the primal scream of punk but they can be disregarded as long as carefully manicured ballads to teen angst played over three chords could also be allowed. Punk was expanded, not stylistically, there was always already a vast panoply of sounds to punk whether it’s the folk-sludge of the Fugs and the amateurish jangle of the Stooges or the surf-rock riffs of the Dead Kennedys and the Celtic lilt of The Real McKenzies – but rather it was expanded ideologically so that its initial rejection of the systems it was formed as an escape from became unnecessary – not incompatible, just unrequired. It’s important in this to keep in mind that what we see is a division of punk into these two components. The first is a punk aesthetic – a carrier of the artistic form associated with punk. The second is a system of material relationships with art. It describes a set of social and economic relations to art along with an underlying ethic regarding the purpose of art. This we could generalize as a punk ethos. This ethos does not need to map perfectly onto a specific aesthetic, which is why we could call acts that aren’t precisely within the punk genre of music (notably Gaylord and Feminazgul) as strong examples of the continuation of this ethos along with the aforementioned Red Bait.

A similar expansion was occurring in the waning days of cyberpunk. In 1990, William Gibson and Bruce Sterling, two of the luminaries of the subgenre, wrote The Difference Engine. This novel proposed an alternate history where Charles Babbage successfully created an analytical engine and where the British labour movement was subsequently crushed much sooner. This novel sought to trace a technological inevitability to neoliberalism and its anti-labour positions, as if the computer was responsible for crushing miner’s strikes. While I’m quite critical of The Difference Engine and its positioning of technology as the engine of history more than humans it was still effectively a cyberpunk work – its position in 1855 was to put forward the argument that the present age would inevitably arise when the technological conditions existed. The Difference Engine proposes the cyberpunk dystopia as the end of history.

However this novel also acted to pry open the definition of literary punk via the anointing of a successor in the form of Steampunk. Steampunk was a failed read of The Difference Engine that latched onto the aesthetic indicators of the second half of the nineteenth century as imagined by a deranged clock maker. Certainly Babbage’s computing engines were machines of gears and precision, but this is largely where the analysis of the Steampunks ended.

While Gibson and Sterling acted to critique the relationship between the industrial revolution and novel technologies by introducing a novel technology from the information revolution into the mix the Steampunk fandom were mostly just interested in the aesthetics this critique was clad in – the aesthetics of the Victorian world.

Steampunk provided an easy way to market all kinds of alternative histories diverging at some key technological nexus: Dieselpunk, Atompunk, Biopunk, and all the other -punk subgenres arose not directly from Cyberpunk but rather from the fannish under-interpretation of this one late-cyberpunk text and from the many imitators that tried to ride on the coattails of its success. If Steampunks had one last connection to anything punk it was via a DIY sensibility surrounding costuming that wasn’t honestly particularly unique within cosplay as an artistic movement. All cosplayers lionized the self-made costume over store-bought. Only Steampunks tried to say this made them punk.

By the time Hopepunk was codified as an aesthetic positionality, punk had become nothing but a floating signifier – its boundaries had been so expanded that virtually any work of art could be called a punk text. This was the final defanging of punk as a genre. Red Bait and their radical ilk only manage to hold on by disregarding the punk label entirely and instead presenting a punk ethos. Hopepunk arose out of the bromine claim that “hope is punk” but it should be obvious by now that such a claim is farcical. Punks do for themselves, they make and they perform, they live in the margins and the recesses. Punks may have a pessimism of the intellect – a cynicism of the world as a broken place. But Punk, any remnant of the Punk ethos that remains in the wake of its defanging, insists on the agency of its participants. Punk doesn’t hope that the world will be better and instead gets on acting with autonomy in the world that is. Punk is materialist.

So, no, hope is not punk. It’s not punk at all. But this isn’t sufficient to render Hopepunk entirely occluded within its antimonies because, arising as it did from the fandom thread tracing back to Steampunk there’s no need for a punk ethos within Hopepunk for it to claim the -punk suffix. It’s just an intrinsically meaningless sound used to denote the aesthetic center of the subgenre. A -punk suffix does nothing but direct the reader that the prefix carries the essence of the subgenre. Dieselpunk is about trains. Atompunk is retrofuturistic nostalgia for the 1950s. Steampunk is the second half of the nineteenth century imagined as if their technology exceeded our own while retaining the aesthetic character of the industrial revolution. Hopepunk is likewise uninterested in being punk in the sense that The Stooges or The Sheep Look Up is punk but is instead interested in centralizing the experience of hope as its central aesthetic concern.

Thus far we cannot say much about Hopepunk. It certainly isn’t punk but we can hardly fault it for that. It is simply using common understandings to communicate that the emotion of hope is the essence of the genre. But, as I said, hope is something of a slippery emotion – it is an essentializing of optimism that divorces it from a material basis via an absolute rejection of facticity. But all this says is that Hopepunk is an idealist literature. However Hopepunk does not lack for manifestos.

Perhaps the most important of these would be an untitled essay of Alexandra Rowland’s from 2017 where she expands upon the statement that Hopepunk is best understood as the opposite to Grimdark saying that the older subgenre’s essence, “is that everyone’s inherently sort of a bad person and does bad things, and that’s awful and disheartening and cynical. It’s looking at human nature and going, “The glass is half empty.”

No examples are provided of what Rowland considers to constitute a Grimdark literature. We could surmise she might be referring to the work of fantasists such as Joe Abercrombie who take a more discursive tone to the fantastical, interrogating the essentialism of good and evil presented in classics such as the Lord of the Rings. Rowland includes this text as a Hopepunk text, along with The Handmaid’s Tale, “Jesus and Gandhi and Martin Luther King and Robin Hood and John Lennon,” to put forward something of a Hopepunk canon.

Now there are a few things we can take from this essay of Rowland’s regarding her characterization of Hopepunk. We can see it as existing in a broadly liberal space. There’s a certain lack of criticality to including John Lennon alongside the mythical founder of one of the world’s largest religions. Rowland gestures toward people who are, however, enmeshed in a specific kind of liberal sense of the Good. John Lennon earns his spot next to Jesus not because of any sort of shared facticity but rather by the shared beauty of their imaginations. She’s treating these disparate figures as their texts, comparing The Sermon on the Mount to King’s Dream speech to Lennon’s Imagine. Alongside this treatment of these people as text she’s using the object of their deaths to create her essence, interrelating the martyrdom of Jesus King, Ghandhi and Lennon too. Tolkien is Hopepunk too – after all there has rarely been a greater master of the idealist fantasy than he – but this is with a slight caveat that situates the example as a specific interpretation of the text by Sean Astin in a specific scene of The Two Towers film.

What can be drawn from Rowland’s examples is that she is pursuing an idealist Good as an objective of fiction. She gestures that people may not succeed all the time – most people aren’t John Lennon after all – and much of her political language is very much of its time and place as an American Democrat in the early days of the Trump presidency. However we can certainly situate Hopepunk as a liberal literature that is quite welcoming of conservativism as long as it is the friendly idealist version put forward by old JRR.

Rowland wrote a second manifesto in 2019 which I think serves as a clarification of the 2017 definition. In this she posits that the crux of her argument is that, “being kind is a political act. An act of rebellion.” I think she does something interesting here in situating a positionality for the ethic of Hopepunk in a specific class when she says, “But once in a while, the people toward the middle of the heap manage to look down and see the mass of wretched bodies below, the base of the pyramid that’s supporting them, and for a moment, they see the instability of their own position, that their pyramid isn’t built on solid ground but on human flesh and human pain.” Of course, the, “middle class,” is no class at all. As Deleuze and Guattari put it, under late capitalism, “there is only one class, the Bourgeoisie.” Absent this striation you get nothing but this undifferentiated pyramid of suffering. “The middle of the heap,” is a dangerously reductive statement compared to the clarity of a working class. And I do want to make sure that it is entirely clear from the context of this essay that “the middle of the heap,” can be taken to mean, “us.”

Rowland seems to have pivoted from a clear liberal idealism in 2017 to a position more akin to a humanist existentialism in 2019. This humanism is largely being brought in by way of the great humanist satirist Terry Pratchett. However much of her attempt at devising an aesthetic seems to largely be a frame for her personal response to the declining political situation of the United States across those last pre-COVID years. Rowland says, at one point, “The world has always and only been a never-ending, Darwinian struggle for survival, an ’empire of unsheathed knives and hungers,’ clawing at each other and climbing over each other in a mad riot, pushing our boots down into someone else’s face to heave ourselves up a little higher or risk being trampled ourselves.” This, together with the bleak picture of the middle of the heap complexify her humanism in uncomfortable ways. It’s hard to see both the kind of Beauvoirian ethic she attempts to approach in this article when you are also seeing all of human culture as a demonic crab bucket.

When Rowland returns to Hopepunk after this rather bleak precis she starts by claiming, “First, you must understand that everything is stories: money, manners, civilization. It’s all just little tales we tell each other, little collective hallucinations. A set of rules so that we can all play pretend together.” This fixation on culture as text is very nearly Derridean in its focus but misses the mark a bit when it reduces the concept of narrative, of text, to “little collective hallucinations.” This becomes a return to a kind of idealism, a sense that there is no world beyond the mind and that noumen are inaccessible to us. Rowland’s critique of the decline of the American empire under Trump stumbles over this refusal of materialism. She lacks anything like an optimism of the spirit in this moment of this text. And as I said before, hope is a dialectical unity with despair.

Rowland tries to bridge this despair with a valorization of stubbornness. Again the problem remains this focus on an idealist worldview wherein the social field is just a network of hallucinations or, as she quotes Pratchett, little lies. But then she does an odd pivot in an attempt to create a companion subgenre to Hopepunk in “Noblebright” (another attempt at an opposite to the still-undefined Grimdark).

“Noblebright is about goodness and truth and vanquishing evil forever, about a core of goodness in humanity. It’s most of the Arthurian legends, the Star Wars original trilogy, Narnia . . . in Tolkien terms, it’s Aragorn, rather than Frodo and Sam (who are hopepunk as hell). In noblebright, when we overthrow the dark lord, the world is saved and our work is done. Equilibrium and serenity return to the land. Our king is kind and good and pure of heart; that’s why he’s the king.

It’s all very nice,” she says. And Rowland, during the more desperate period of her essay in which she reflected upon the politics of the moment has been quite critical of niceness. Rowland tries to create a discourse between this proposed subgenre and Hopepunk, using them to tease out the aforementioned Beauvoirian ethic except that her idealist approach serves her poorly there. “It’s about being kind merely for the sake of kindness, and because you have the means to be, and giving a fuck because the world is (somehow, mysteriously, against all evidence) worth it and we don’t have anywhere else to go anyway.” Somehow, mysteriously, against all evidence. This, then is the return to hope contra optimism I mentioned before. Rowland doesn’t want to look for the Good in her facticity but rather to find it against all evidence.

In the end Rowland turned from a pure sort of Liberal idealism in 2017 to a kind of existentialism in 2019 – but in doing so she occluded an actual definition of Hopepunk even further. What is Hopepunk? It’s an idealist literature of a non-existent class that attempts to respond to power with aphorisms about the value of kindness but an avowed willingness to lean into ambiguity. This makes it even harder to square some of the many disparate examples. Aside from one song how does any of this apply to the man who sang Taxman – a protest song against progressive taxation under a Labour government? How could this attempt at a radical idealist kindness lionize a political leader who was all too happy to call Hitler his “dear friend,” a man who was all too happy to deploy racist arguments about Black South Africans if it meant improving the position of Indians within the colony? In Rowland’s two manifestos much changes. Her entire ideological frame seems to shift and she attempts to pivot Hopepunk with it. It isn’t enough to have constructed a strawman in “grimdark” against which to measure this vague subgenre but now a second one, “noblebright,” must be deployed as a foil. And of course the examples for “noblebright” fiction are safely anachronistic. Star Wars may, in fact, be the most recent work of art mentioned and I would propose that Rowland may have misapplied her rubric. If she believed truly that, especially that first film dealt in absolutes then she might want to consider revisiting the text of Star Wars from the perspective that the Jedi aren’t entirely reliable expositors. Ultimately an attempt to sketch what Hopepunk actually is will need to leave Rowland behind. She’s critical to its formulation but her manifestos are impacted to their detriment by her obvious attempts to process the failure of American liberalism without letting go of American liberalism entirely. We must expand our field of view.

The Jesuit priest Jim McDermott contributed an interesting thread to the definition of Hopepunk by claiming it for Catholicism largely through the invocations of Tolkien and Lewis in its formation. Writing in 2019 he elaborated on Rowland’s essay first by attempting to define “grimdark,” describing its central texts as, ““The Walking Dead,” “Breaking Bad” or the Zack Snyder-helmed DC Comic book movies.” On the other hand, McDermott sees a reflection of his faith in Hopepunk, saying, ” hopepunk insists there are streams of life-giving water all around us—stories, people and experiences to which we can still turn for inspiration and renewal. Our very faith is built upon such a story, one in fact so ridiculously unafraid of the worst that reality can throw at us that it chose to make the moment of its most horrendous loss the icon of its hope.”

For him, the thread of the valorization of the martyr found in Rowland’s first essay is key and he repeats her invocation not just of Jesus but of Martin Luther King Jr. This inclusion is interesting since his thesis is so specifically to claim Hopepunk for Catholicism and King was a Baptist. But he is writing for an American catholic publication and King is not just a Christian martyr but also a principal martyr of the American civic cult so I suppose this fits the specific syncretism of the American Liberal Priest just fine. McDermott is a poetic essayist, it’s sure and his conclusion is beautifully worded, “That is the point and opportunity of hopepunk: the Spirit does not follow the rules we set down. Grace rebels and God thrives not in some impossible sanctity but in the actual mess of our humanity.” But this merely reinforces the idealist thread of Rowland’s work. His reading of Rowland is one of a transcendental soul upon which a moral field acts. The other commonality between McDermott and Rowland’s definitions of Hopepunk is that both assume a clear ethical dimension to art – for both authors art exists to communicate Good whether that’s Rowland’s vaguely secular humanistic Good or his more explicitly Catholic ethic.

Aja Romano also situates Hopepunk as beginning from Rowland’s pronouncement in opposition to “grimdark” however she treats it more as a literary movement than an aesthetic or an ethos. Romano implores her audience to “picture that swath of comfy ideas” and I think this is a very important dictum as the Hopepunk ethic is very much rooted in the literary concept of the cozy. It’s a fiction that tries to keep the mean stuff off the page as much as possible. We know orcs are bad and Sauron worse but we don’t see the torture chambers of Mordor – we just hear about them. Cozy novels want to encourage an integrated audience who can ride along with the characters of the story in maximum comfort. This is largely a utilitarian motivation as in the mystery genre, where the cozy is particularly prevalent, this comfort with our characters allows the audience to solve the crime along with the detective. The Cozy arises in other context too though, with On The Beach being a key early example of the cozy apocalypse. Out there everything has fallen apart but over here things still go on in a way as we all await the end quietly, contemplatively, inevitably.

Romano shares the same examples of “grimdark” as McDermott albeit with a bit more shade for Nolan and a bit less for Snyder and here is where we begin to see part of the problem with Hopepunk’s search for a moral essence in fiction because they fail to differentiate Breaking Bad as a text from the worst audience responses to the same. Breaking Bad is flatly satirical – a vicious attack on the American healthcare system, the American education system and a case study in how one vicious little man can befoul the lives of the people around him all while pursuing a perverted idea of the American Dream. Though weakened by the dramatic positioning of the “One who knocks” speech and Bryan Cranston’s career-defining performance there was nothing in Breaking Bad that suggested that Walter White should be anything other than a moral warning. There is an ethic underlying Breaking Bad and it is one that is fundamentally critical of our Heisenberg. The finale of Season 2, in particular, should dispel any notion that Walt is anything other than a moral hazard for everyone around him. The way it builds so much death and pain off of chance encounters doesn’t lionize his bad behaviour – it condemns it. But this seems missed by a literature that desires a moral lesson in a cozy package.

Romano also draws out in text some of the subtext in Rowland’s first manifesto, describing Rowland’s strange Jesus and John Lennon list as, “heroes who chose to perform radical resistance in unjust political climates, and to imagine better worlds.” I believe I’ve dwelled enough on the heroism of Ghandi and John Lennon’s heroism for one essay but suffice it to say I am uncomfortable with calling either of them, especially, heroic.

Romano is honest about the frustrating vagueness of definition in Rowland’s manifesto saying, “The broad strokes of Rowland’s definition mean that a lot of things can feel hopepunk, just as long as they contain a character who’s resisting something,” but she attempts to supersede Rowland’s insufficient definitions, providing a bulleted list of aesthetic parameters including, “A weaponized aesthetic of softness, wholesomeness, or cuteness — and perhaps, more generally, a mood of consciously chosen gentleness,” and, “An emphasis on community-building through cooperation rather than conflict.” I think this essay is the first time we get a clear sense of the problem presented by Hopepunk as a narrative construction: Romano refers to it as being of a cloth with, “an extreme, even aggressive form of self-care and wellness” and this, combined with its idealist connection to an ethic and its discomfort with critical depictions of cruelty leave Hopepunk a relatively empty form made principally out of blind spots.

We’ve seen what aggressive self-care often looks like and that is an expulsion of discomfort. An oyster who encounters a piece of grit responds by forming a pearl around it but this aggressive advocacy for cozy fiction mostly ends up being much more like a Sea Cucumber expelling its own innards to escape a threat. Romano describes Hopepunk as possessing the aesthetics of Bag End – being fixed upon comfort and she attempts to equate this comfort-seeking with some sort of radical rejection of work. This seems otherwise unsupported by the available texts. Certainly it’s at odds with Rowland’s vision of Hopepunk as a proactive tool of protest.

Romano also expounds on the link between Harry Potter and the September 11 attacks of 2001 (not to be confused with the far-more tragic September 11 of 1973) suggesting that the, “films provided essential tales of optimism in response to widespread narratives of war and anti-globalization.” Anti-globalization is an interesting insertion into this discourse considering how activities such as the Alter-Globalization movement were recharacterized, following September 11, as anti-globalist, and the demands that neoliberal exploitation of multilateral trade be restricted were reframed as some sort of impossible demand to return to a protectionist past. Of course plenty of ink has been spilled about the neoliberalism of Harry Potter. After dwelling on various strands of Potter-branded activism Romano turns to the claiming of additional fictions that are built around emotional empathy as Hopepunk, fixing her attention on Sense8 in a move that I think grossly misses the point of that show.

“Even more, in the literary sense, hopepunk has the power to embed the conscious kindness that Sam encourages within the worldview and worldbuilding of a story itself.” Romano says and this reinforces the sense that Hopepunk, as a literary movement, has specific expectations not only of the message of a text but also its form. It’s not enough that evil be repudiated by the authorial voice, comfort must be baked into the very worldbuilding of the story. It’s unsurprising that the luminary texts of Hopepunk are principally mass-market fantasies.

Romano is also one of the first voices within this literary movement to articulate an actual target within “grimdark” literature, via Game of Thrones though even here it’s cloaked through reference to a filmic adaptation as she interprets Jon Snow as “a chosen one,” figure, seemingly oblivious to the fact that Martin’s Work in a Song of Ice and Fire was explicitly problematizing the idea of the “chosen one trope” and was critical of it.

This is where the idealism of Hopepunk makes it ultimately unsuited to a revolutionary task. Hopepunk is incapable of recognizing a critical movement within literature. So fixed on surfaces, on televisual and filmic representations of kindness and empathy, that it fails to see that Walter White is the bad guy of Breaking Bad or that Jon Snow remains, to this day, dead in the snow and betrayed by his brothers in the books. Hopepunk, when deployed as a critical standpoint, has terrible aim. Its central formulators want to claim it as a weapon against oppression and the far-right but will only countenance this rebellion if it is comfortable. Absent this demand of comfort Hopepunk becomes so nebulous that about all you can say of it is that it is a vaguely Bourgeois fiction that traffics in idealistic understandings of the Good, which is to say it’s just fantasy fiction. Standard fantasy fiction.

Hopepunk loves a martyr and McDermott is quite right to call it a Christian fiction, even if he reaches too far in claiming it for Catholicism in particular. The true believers of the movement see it, quoting a friend of Romano, as “some seriously important and sacred shit!” But Hopepunk struggles as a fiction of the sacred because it also wants so badly to be a humanist fiction. It’s frustrating to see people approaching Pratchett in the same breath as Tolkien considering how much the former’s career served as a critique of the latter. But again this points back to the fixation of Hopepunk with comfortable surfaces. It’s easy to look at Death in Hogfather talking about little lies and to stop there. But to avoid that you’d need to be blind to the historical materialism of the Hogfather’s growth from a seasonal sacrificial rite to a commercial holiday. Pratchett is deeply and critically involved with the enmeshment of the social field in the material. The point, the real point, of Hogfather is that they aren’t lies at all. That place where the rising ape meets the falling angel is materiality, it’s a human condition that exists within history, within matter. This is why the Auditors cannot win. They don’t understand the materiality of culture – they mistakenly assume the material is just rocks moving in arcs.

I think Rowland’s 2019 essay is perhaps the best possible version of a Hopepunk we could expect until it divorces itself from the liberal legacy of the fantasy mainstream. Her attempt at an existentialist ethic misses key qualities of Beauvoir’s materialism in The Ethics of Ambiguity but she does grasp well the idea of the pursuit of the good as a task without an end, a task that exists in a state of ambiguity. However I think the version of Hopepunk that actually exists is the far more frustrating version put forward by Romano. This is the version that is obsessed with an aesthetic of comfort, that refuses to engage with anything critical because it might seem unkind. Romano’s framing of Hopepunk will never produce pearls although it has a legacy of driving two years of twitter feuds.

I do think a revolutionary literature is valuable but for a literature to be revolutionary it must have three qualities Hopepunk lacks: a critical response to extant material conditions, a willingness to explore discomfort and a complete rejection of the status quo. A revolutionary literature doesn’t require hope – but it does require pessimism of the intellect and optimism of the will. Frankly, a revolutionary literature has to, in the end, be truly punk.

The Matrix Resurrections proves a better blockbuster is still possible

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I cannot assume that a review for a major movie that came out literally yesterday is going to be read only by my regular audience so before I get into the meat of the review I should mention that I regularly discuss incidents from the plot of my subjects of critique, including climactic events, in the course of review. I have strong and somewhat idiosyncratic views on the concept of the “spoiler” and its place within criticism and film discourse but I also know there will be a lot of people who want to experience the surprises and reversals of this movie fresh. I loved this film. It’s funny and heartfelt, achingly sincere in that so-very-Wachowski manner, and, as one less favorable critic said, it’s full of “philosophical mumbo jumbo” (would we want it any other way?) and has a “woke agenda” (in that it recognizes patriarchy and misogyny as foundational poles of social control). So this is your warning. If you don’t know how the events of the film transpire and would prefer not to learn about them in a review you should stop here and wait until you can watch the movie. The legal choices currently are either to go to a cinema or watch it on a streaming service that is technically only available in the United States, which is unfortunate but this is, alas, the world we live in here in the closing days of 2021. I don’t personally council going to theaters right now, there was a public exposure site at one of the showings of that other blockbuster movie here on my remote island. But if that’s the choice you make please take precautions, wear a well-fitted three-layer mask, sit away from others, avoid eating in the theater and make sure your vaccinations are up to date.

So let’s dig in.

The first act of The Matrix Resurrections starts with an apology for the making of The Matrix Resurrections. In this part of the film Neo is once again living as Thomas Anderson: a successful video game designer whose game, The Matrix, won substantial critical acclaim. But Thomas is a mess. His studio is owned by Warner Brothers and they’ve insisted that the studio begin work on a sequel to the long-completed trilogy of original games. Thomas’ partner in the company confides in him that WB will be making the sequel with or without him and that if he refuses to participate he can be easily removed as an obstacle to its creation. The choice before him is a non-choice. He can make another game, guide how it’s shaped to an extent and take his share of the profits from its eventual success or he can step aside and get nothing while somebody else does whatever they want with his career-defining creation.

I am very fond of the tendency of Wachowski movies to be entirely unsubtle but this remarkably on the nose.

There are two possible ways to read this early sub-plot. Either it’s a sincere apology that a sequel was made for such a definitively finished work, possibly even a recounting of the conversations Lana Wachowski had to have surrounding the production, or it’s a sly joke winking at the possibility of the same. From any other creative team I’d assume the latter but considering how Wachowski sister movies traffic in sincerity here I lean in the direction of the former.

During the discussion, Thomas, showing obvious signs of extreme anxiety begins to see his partner’s mouth seal shut in precisely the way Smith had once done to him in the first film. Later Thomas talks to his analyst who reassures him about the indications of progress evident that he could even articulate this hallucination freely. His analyst calls the discussion an ambush and suggests his hallucination was a transference; Thomas felt his voice was taken away by the decision to make a sequel over his wishes so he imagined his partner’s voice taken instead. The analyst offers Neo a refill on a prescription he’s been using. Bright blue pills the same shade as the analyst’s smart jacket and fashion-forward glasses frames.

This setup comfortably introduces a lot of the key themes that run through the movie simultaneous to its work as a piece of critical apologia for the sequel-driven state of Hollywood blockbusters in general and for the decision to make this movie at this time in particular. The Matrix is a film very concerned with identity – specifically with the divide between the self-gaze and the gaze of the other. Thomas sees himself as we, the audience, see him: Keanu Reeves with long hair and a beard. But we catch glimpses of another man in a reflection. An older man, balding, with a face that looks ground down by a life described later by the Analyst as a combination of yearning for what you don’t have and fear of losing what you do. Other such circumstances apply to the other characters introduced in the first act. Thomas’ partner displays many of the mannerisms of Agent Smith but looks nothing like him and he seems friendly even if the Analyst is wary of his intentions. In another early sequence, somewhat disconnected from Thomas’ story, a new character, Bugs, enters a part of the Matrix that looks like the opening sequence of the first film. But it’s different. Trinity has a different face. It’s similar, hauntingly familiar, but it’s not her. And in this node of the Matrix Agent Smith is there but he’s also Morpheus this blending of identities carries with it a new face in the form of Yahya Abdul-Mateen – who brings an off-kilter humour to his performance that lands many of the best jokes in a surprisingly funny film.

In this retelling of the opening scenes of the first film, Trinity doesn’t escape; she is surrounded by agents and they’re beating her down. Bugs interferes and is pursued by Morpheus / Smith. She escapes into Thomas Anderson’s apartment from the first film and there encounters Morpheus / Smith who is an agent and a program but who is also certain that he is, in fact, Morpheus. Both Bugs and Morpheus are sure Neo is still alive. She saw him. He awoke her. Morpheus shares the same story.

A Neo who is Thomas Anderson again. A Smith who isn’t Smith. A Morpheus who is Smith. A Trinity named Tiffany and another Trinity who isn’t. The first act of this film introduces us to all these fragments of identity that carry with them the signification of others. These are characters who are split between how they see themselves and how others see them. When Thomas looks at his partner and, for a moment, sees Smith we are invited to ask whether it is, in fact Smith, or whether it’s a remnant of the significance Smith had on his life.

There’s a principal question regarding self the film attacks early on rooted in the question of memory and narrativization. Thomas has created a fiction of his memories of the Matrix. He has written it into a video game. In the process of doing so he’s creating a narrative frame out of his past. But the film asks whether this frame is a fiction or whether it is an authentic reflection of the becoming of this man at this time.

The Matrix plays out Thomas’ struggle with what constitutes his reality for far longer than the first film. There’s an extended montage of him mainlining blue pills and sleepwalking through his painfully unfulfilling life, work, gym, pining after Tiffany (Trinity) in the delightfully named Simulatte coffee shop as she nips in and out with her children but saying nothing.

Tiffany is a mother to a whole gaggle of kids. She’s got a doting husband (Chad) and doesn’t understand either why her life feels a little bit empty. She tries to exorcize the ennui by building motorcycles as a hobby and fantasizes about kicking Chad, “not too hard, just maybe hard enough to break his ribs.” A work colleague of Thomas forces an introduction because he’s tired of seeing his buddy mooning after Tiffany from afar and they form a slightly remote friendship. Tiffany can’t help but notice how much Trinity in the Matrix video game looks like her. But she is anxious about the affection she feels for Thomas, the familiarity she has to him because she is a loving mother and wife.

Morpheus forces a confrontation. He reveals that the node of the matrix Bugs found him in was, in fact, a construct created by Thomas with the express purpose of gestating an AI. He is a fusion of Smith and Morpheus because these two people were the most formative on Neo’s life and Neo needed them both to forge his escape from this new prison he found himself trapped within. He offers Thomas a red pill but Thomas refuses. Police invade and chaos ensues. Thomas’ partner stumbles into the bloodshed as Morpheus battles the police and picks up a pistol. In that moment he becomes Smith again, bellowing, “Mr. Anderson” at Thomas rather than Tom and immediately trying to kill him. There’s a discontinuity, a cat named Deja Vu, and then Thomas is back with his therapist who is very concerned for his wellbeing.

Bugs and Morpheus must make another attempt before they can free Neo from the prison of the identity of Thomas Anderson that has been forced upon him. Of course, despite spending an hour with our anxious and emotionally fragile depressive Thomas trying to navigate a disintegrating reality, the Matrix Resurrections must eventually pivot back to being a Matrix movie – it cannot prevaricate endlessly over what is the Matrix and what is the Real. I know many fans had hoped for some revelation that the Real was itself another Matrix, that reality was a nested set of simulations but this is not the case. In fact, in a film that exists specifically to upset binary divisions in so many ways, the division between the Matrix and the Real is the one it leaves unbroken. There are different nodes, different places, within the Matrix. Bits of old code get slotted in. There are constructs and there are sandboxes. But ultimately these are all part of the Matrix which is just as much a prison as it ever was.

There is a hint of an abolitionist critique here. The Tiqqun phrase I’m so fond of is apropos. “But evasion is only a simple escape: it leaves the prison intact. We must have desertion, a flight that at the same time obliterates the whole prison. Properly speaking, there is no individual desertion. Each deserter takes with him a little of the group’s fighting spirit. By simply existing he is an active challenge to the social order: and all the relationships he enters are contaminated by the radicality of his situation.” Neo’s compromise with the Machines left the Matrix intact but unstable. There was a civil war among the Machines. The losing side of that civil war joined with the survivors of Zion to create Io – a new city ruled over by an ancient and cynical Niobe. The victors created a far worse Matrix. By failing to break the prison of the Matrix entirely, Neo left his job only half-done. The change he brought created a difference. The society of Io is different in so many ways from Zion – some better, some worse. But the revolution never ended. The world remained at war, even if the sides of the conflict changed, and Niobe has grown bitter and fearful because of it. Niobe fears that the return of Neo will spark a new front in the war. But this film isn’t a war movie at all. It’s a rescue mission.

The Neoliberal Matrix

Stepping back for a moment it’s significant to situate this as an auteurial movie. And, happily, it’s learned one lesson that separates effective auteurial projects from failures. An auteurial film requires a singularity of creative vision, not of creative control. Tells such as the presence of many, many Sense8 actors in the cast along with David Mitchel and Aleksandar Hemon who have both previously collaborated with Wachowski on the script, cinematographer John Toll who has been the Wachowski cinematographer since Cloud Atlas, Joseph Jett Sally as editor (previously an assistant editor on Speed Racer) and Lindsay Pugh in costuming – another Sense8 alum – indicate that a cohesive creative team has built up around Lana Wachowski. This construction of the team is so fundamentally important to the creation of that unified vision that makes auteurial cinema stand out from more studio fare. And this is critical because of how this film answers the apology in act 1. In The Matrix Resurrections irony, sarcasm and emotional distance code directly onto villains. Our protagonists are achingly sincere, painfully vulnerable. This is a long-standing theme in Wachowski films. It’s notably present in the original Matrix sequels and in Sense8 – a show almost entirely about the power of sincerity and emotional vulnerability. This puts this film directly at odds with the quippy ironic distance of blockbuster fare like Red Notice, Deadpool or anything directed by Joss Whedon and also at the cold and clinical distance of blockbuster directors like Nolan and Snyder. We get multiple close-ups of Thomas rubbing the fabric of his jeans to ground himself, touch has power. After Thomas and Tiffany shake hands for the first time the sense memory of her hand conjures powerful memories of his life as Neo in him. In the Matrix, as in much of the Wachowski ouevre, love is a force of real power. The bonds people form, the way that they live through the other via love is central to their ability to overcome the challenges before them. This film problematizes this by redesigning the Matrix. This isn’t the old Matrix where the main mode was an enforced somnescence and where love merely had to be a powerful enough clarion call to awaken the sleeper. The Architect, who scorned human emotion as being something irrelevant to the grand algorithmic balance of his construction is gone and in his place is the Analyst – who has built his prison explicitly out of love.

Specifically the Analyst, finally revealed not as Thomas’ therapist but rather as Neo and Trinity’s jailer has built his new matrix out of the frustrated potential of Neo and Trinity’s love unrealized. When the Matrix was destabilized following the end of the war with Zion, the Analyst instituted a project to restore Neo and Trinity from death. And once he’d done this, he bound them together as the processing core of the new Matrix and as a psychological template for its systems of control. Neo and Trinity are bound into their prison by what he describes as their yearning for what they don’t have coupled with their fear to lose what they do. He keeps them close enough they can almost touch while constantly frustrating their efforts. He creates for Trinity a husband, children. For Thomas a high paying job in the creative industry. The choice exists for them both. They can see each other. And the Analyst cannot fully erase the meaning they hold for each other because the whole Matrix is literally powered by their frustration. And so they must be separated by emotional and psychological obstacles: her family, his mental health problems. In the process of imprisoning Neo and Trinity thus he has also bound Smith who was forced into the role of Neo’s partner and artificially kept from being who he truly is. The Architect makes Neo and Trinity choose their own subjugation. When Neo is freed he threatens Trinity and promises to kill her if Neo will not return of his own volition.

This film has inherited the complicated discourse the first three movies wove around the issue of choice. The question of choice is omni-present. Sati reminds everyone during the rescue of Trinity that she must choose to be freed or the mission will fail. But simultaneously many characters including Morpheus, Bugs and Smith comment on the illusory nature of choice. Smith-the-partner presents Thomas with the sequel fait accompli. He could choose to refuse to participate but that would basically just mean cutting his own input out of an unhaltable process. When Bugs offers Morpheus the red pill choice they both admit there’s no choice there and he already knows which pill he will take. This ties into the idea of the Eternal Return which was central to the original sequels. And, sure enough, this film plays with the ideas of difference and repetition a lot. It’s present in the gestating simulation Thomas uses to create Morpheus. It’s there when, during the second act, Neo and Smith fight and the entire fight is an echo of their past encounters.

There is intercut footage from the original film series throughout this movie. When Smith speaks the image will momentarily cut to a time from the first movie when Hugo Weaving’s Smith said the thing. When Morpheus confronts Neo during his rescue he does so in a cinema playing footage from Thomas’ game – of the scene in which Fishburne’s Morpheus originally gave Neo the red-pill choice. When Thomas struggles with his memories of being Neo we see them as fragmented images from across the original trilogy. This, combined with some excellent sound editing makes for an often unnerving experience, especially as Wachowski has maintained the original, highly aestheticized look of the original footage but has used entirely different and far broader-spectrum colour grading for the new Matrix.

The Analyst, and most of the rest of the cast other than Bugs and Morpheus, see the Matrix as an inevitability. There is no alternative. They tried to shut it down and doing so just fragmented the Machines, created new factions but no peace and no end to the Matrix. The Analyst believes that most of the “coppertops” prefer their subjugation. They’re too afraid to lose what little they have to step out of line. The unequal power structures that define the contemporary moment exist because the victims choose them.Hang on tight and spit on me,” is the mode of the Analyst’s Matrix.

Niobe is an old revolutionary lost to pessimism. She’s seen too much death and pain and she’s sick of it. She sees no alternative to the Matrix because they tried once and it didn’t work. She’s deeply bitter toward Morpheus (the original Morpheus) who never stopped believing that the revolution could never be defeated. The Analyst sees no alternative because he doesn’t want an alternative. He doesn’t even want a rollback to an earlier version of the Matrix, one that isn’t dependent on keeping two resurrected heroes in a state of immortal purgatory. And Smith isn’t beholden to this Matrix or that – he just doesn’t want to be put back in prison.

And to a certain extent there’s some honesty to the Analyst’s defense of the new Matrix. A rollback would not, on its own, be anything even resembling enough. Mark Fisher puts forward a left-accelerationist read of Lyotard in Postcapitalist Desire that, “that there’s no possible retreat from capitalism – there’s no space of primitive outside to which we can return, we have to go all the way through capitalism.” Likewise there’s no return to Zion and the war with The Machines. In fact nobody would want that. The dissident Machines are a loved and valued part of the society of Io. Morpheus (the program), Cybebe and Lumin8 are valued and beloved allies of the Resistance, nobody wants to go back to the absolute binary of Neo’s era. The only way out is through.

But the other thing nobody really wants is another front in the war. And this is the final really significant formal structural detail I want to draw out here – the plot of the Matrix Resurrections isn’t a bildungsroman like the first nor is it a war movie like the original sequels. This is a rescue movie. The new Matrix, the one powered by the double-bind of yearning and fear, only functions by keeping the object of desire always just out of reach of the subject. They can see it, the thing they want, right there but they can’t quite reach. But if they stay in the system, if they don’t make waves, maybe they can get just a tiny bit closer – a perverse Xeno’s paradox at play that the film depicts clearly during Neo’s first true confrontation with the Analyst in which the program fires a gun at Trinity and holds Neo back just long enough that he thinks he might still power through and rescue her while knowing he almost certainly will have to watch her die again.

The Analyst wants Neo to return to his cage willingly and so he holds Trinity up as a hostage. Neo is faced with another choice-that-is-not-a-choice: he can escape at the cost of Trinity’s life or he can return to a prison where he will, forever, look but never touch. But Sati proposes a rescue – with the only catch being that Trinity must choose to be rescued and during his attempts to win Trinity over she reveals to Neo that she has been having prophetic dreams much like his from The Matrix Reloaded; they end badly. By the moment of the confrontation the story has laid the groundwork that “Tiffany” is as unsatisfied in this half-life as Neo was when he was compelled into the persona of Thomas. But even so it’s terrifying to let go of what she had: a husband, children. The Analyst engineers a crisis at home to drag Trinity away from Neo at the last moment, to skew her to staying in his simulation in hopes a failure of the rescue mission will also compel Neo back under his domination. But Trinity turns back on her way out the door, sees Neo getting pressed to the ground under a horde of cops and something snaps and she breaks free. She decides the simulated family isn’t worth sacrificing the truth. She becomes tired of Chad grabbing her by the arm and leading her where the Analyst wants her. She is tired of building bikes rather than riding them. She leaps.

The Leap

Love, in the Matrix, is always a matter of faith. It’s power is ineffable and irrational. This is why the Architect failed – he disregarded love as nonsense and the love Neo and Trinity had for each other was enough to overturn his plans. The Analyst, instead, wants to pervert love into a weapon to use against the lovers. He knows that love is a desire and that he can use the productive force of desire as a real source of energy if he can only keep the lovers just the right distance apart. The Analyst doesn’t underestimate love qua love. He doesn’t underestimate love as an emotion. But he does understand love as an expression of faith.

There had always been hints of this idea in the Matrix. As early as the first film Morpheus showed Neo how far he could jump if he only freed his mind. In this film the Leap and its expression of the concept of faith takes center stage. Bugs tells Neo that she awakened when she saw him jump off a building and he never fell. The analyst, meanwhile, refers to “Thomas” as a suicide survivor and attempts to make Neo’s faith, his belief that he could be free, into a matter of shame and anxiety. “The doubt that saves doubts only itself,” Kierkegaard says. He means this as a challenge against the idea of dialectical skepticism in the context of theology. Hegelian theology was popular at the time of Kierkegaard’s career and he pushed back against the ability to approach religion from the direction of doubt. He would rather doubt the doubt itself.

There is some power in this position. I’ve often remarked that the biggest failing of Rational Skepticism is the unwillingness to turn the tools of skepticism inward, to doubt the bases upon which they build their skeptical responses to the external phenomena they doubt. There is a danger in self-assuredness that creates blind spots the anxious may see. Kierkegaard put forward this paradoxical position of anxious self-doubt as the basis for authentic belief throughout much of his body of work and his solution was to leap over the leveling scythe of reason and into faith. Kierkegaard counseled an irrational response to matters of faith as being the only true avenue for the expression of real faith. What faith is there in biblical proof?

In the film, Neo has lost the ability to fly. In fact, he spends much of the movie rusty – an old soldier who thought his days of fighting were over – and whose hesitance to re-enter the fray manifests in a reduction of his powers. He’s still strong enough to toss enemies around and to stop bullets with his will. He’s still fast enough to dodge bullets and to observe their path through the air and he’s still robust enough to survive being thrown through a concrete pillar but he is not the man he once was.

Neo is plagued with self-doubt. He begins the film with crippling self-doubt. He doubts even his own life story, a doubt that the Analyst is all to eager to help along with a delightful display of Wormtoungery. Neo wants to make a leap but his doubts plague him. And he can’t just start flying from the ground because his faith is insufficient. It isn’t a leap of faith to jump up when there’s no risk. You have to put everything you are into a moment of irrational devotion. Only there does an authentic leap of faith lie.

On the other side of the leap is the Knight of Faith and Kierkegaard cautions us that this is an incommunicable state of being. It’s impossible to know for sure if a leap is genuine harder still to communicate the essence of such a genuine moment.

After they escape from the Analyst, Neo and Trinity flee through the streets of the Matrix pursued by a horde of zombies. (The Analyst feels this “horde mode” is a more effective solution than the agents of the previous iteration.)

This whole sequence is interesting in that it puts the threat of stochastic terrorism and mass violence front-and-center where once it was just cops. Furthermore it shows how cops and stochastic terrorists operate together for the maintenance of the status quo. And so the zombies chase Neo and Trinity onto a roof where helicopters wait to gun them down. But they agree that they will not return to their prison and they jump. It should come as no surprise to anyone watching this film that it is Trinity who has a moment of authentic faith and discovers the ability to fly although I’m certain it will upset all of the worst members of the audience to no end.

Patriarchy and Societies of Control

In Michel Foucault’s Discipline and Punish he describes an epistemological regime called the “disciplinary society.” This is a system of subjectification wherein a subject enters into a space where their body is trained before exiting that space and, as Deleuze put it, starting from 0 again in that new space. Disciplinary societies are best reflected in disciplinary institutions such as the school, the hospital, the factory and the prison. Now it’s important to note that these epistemic systems are not complete and impermeable. The principal work of Discipline and Punish was to show a genealogy of how previous epistemic systems led to the production of the disciplinary society as a mode of subjectification. A feature of the disciplinary society was a focus of power on the individual subject, specifically a focus on shaping the individual subject into an ideal citizen – a perfection of the soul through the rigors of training and a sort of inherited monasticism. He remarks upon how the design of the prison cell and the work-house cell of the early factories was modeled rather explicitly on the monastic cell. But while these epistemes leave marks they do not remain the dominant systems of subjectification forever and in the Postscript to Societies of Control, Deleuze proposed that, by the 1990s the disciplinary society was already being supplanted by a new episteme – the society of control.

The principal difference between the disciplinary society and the society of control was a spatial one – the disciplinary society is made up of a series of distinct spaces you move within. You go to school, advance through grades, complete school. Then you move to the new enclosed space of the factory. If you get sick you go to the hospital and go through triage, observation, treatment. If you fall afoul of police you go through arrest, trial, sentence. In all these cases there’s a focus on specific delineated corrective spaces.

The society of control is modular. Access to this module is granted or removed. Guattari, who Deleuze cites in the essay, proposed this as being like a city divided into zones in which the gates were operated by a key card. At any time a subject could be admitted to some zones and excluded from others. Deleuze took this observation even farther and suggested that the singular subjectivity of the disciplinary society – that focus on a perfectible singular being upon whom discipline could operate – had been replaced by a modular subject. Distinct schools were replaced with training modules. Professional memberships and licensing organizations could assign or withdraw various rights. A perfect genealogical precursor to this power relation is the driver’s license: you have permission to operate a motor vehicle contingent on not being found to do so in an unsafe manner. This is not the disciplinary power relation although it was not, alone, sufficient to manifest as a new episteme. The original Matrix was released nine years after Deleuze’s postscript, seven years after its first translation into English. While Deleuze believed that the society of control had already become the predominant episteme at that time, per both Deleuze and Foucault, no episteme erases the marks of the one before and the transition from one to another can only ever be discovered genealogically. We recognize we are in a new episteme when we can recognize the completion of the old order. This period of transition is visible in the first Matrix movie. Knowledge is modular. Put in a disc and know kung fu. But the authority of the agents is still disciplinary. Smith takes Thomas Anderson out of the space of the workplace and into the interrogation room. There he engages in an attempt to correct Mr. Anderson, to return him to a life of productive service to the extant power structure. This is fundamentally a disciplinary power mechanism.

In contrast the Analyst implements measures of control. Identity is treated as modular. Neo is allowed to be “Thomas Anderson” he’s even allowed to have a personal history with the Matrix and an awareness of his past but he is denied access to his own face. Trinity features similar dividuality of her being, buried under the disguise of Tiffany. Access to spaces is also modular. An alarm rings in Thomas’ workplace and lets everybody know access is now forbidden. The enforcement of authority that comes after is not an attempt to correct a defective soul but rather a purge of all subjects who have failed to depart from the denied zone.

The granting and denial of the object of desire in various forms is central to the Analyst’s Matrix, very much in contrast to the Architect’s disciplinary one. And this also shows in the difference between agents and the horde mode. The agents are aware singular subjects who can appear and remove a subject for correction. They take people like Neo and Morpheus and put them in rooms to reshape them to suit a purpose. The horde mode is a modular area denial tool. They can be activated in this zone or that to force subjects to move into this space but not that one.

Control, much like the related but distinct Foucauldian concept of the biopolitical order is not concerned with individual subjects so much as it is with modules, aggregates, clusters and categories. And this traces into how the Analyst deploys misogyny. Because, oh boy, but the Analyst is the most misogynistic robot I have ever encountered. In the denouement, when Trinity has proven Smith correct in his statement that “anyone could be Neo” by achieving an equivalent level off awakening, and Neo and Trinity both confront the Analyst to warn him that they will be remaking his world, Trinity takes the lead while Neo hangs back. She repeatedly kills the Analyst and restores him and all the while the Analyst begs Neo to control his woman. This same pattern of misogynistic subjugation is clear in the differential treatment of Neo and Trinity by the Analyst in their imprisonment. Neo is defined by his career. Trinity is defined by her family.

And we are invited to see her discomfort with this when she says to Neo that she isn’t certain whether she had children because she wanted them or because it was expected that she would. Trinity is given a history, as Tiffany, that includes these children who she loves, because in the modular self the Analyst has created for her includes these children. She is, in this film, entirely correct to question whether her having children, feeling like she wanted them, is a compulsion put upon her by an outside force. And the love for a child is the emotional cudgel the Analyst uses to try and dissuade Trinity from choosing her own freedom.

Because this film is ultimately too existentialist to treat this dividuality of the self as fully real. The Matrix posits that there is, in fact, an authentic subjective core to being. There is a Neo underneath who is the authentic Neo. There is a Trinity who is the authentic Trinity. This authenticity is reflected through the love these two have for each other.

Importantly that same access to authenticity is also applied to Smith who insists Neo freed him and whose whole motivation is doing whatever he deems necessary to avoid being imprisoned away from his own authentic self again, to avoid being treated as a modular being. Considering how the old Smith desired to make everything the same, like him, this pursuit of an authentic self is an interesting direction to take Smith but not an inappropriate one. His core of authenticity is also relational. His bond with Neo plays very much into the Spinozist sense of the proximity of love and hatred.

The tension of this film is the idea that power will shape people not by taking them, one at a time, into a room and making them conform but by creating a social field in which they will move themselves into controllable relations. Trinity will be a home maker. Neo will be a careerist. Smith will be a defanged antagonist rather than the trickster he desires to be. They will not be these things because they were trained to be but because the social field was manipulated to move them into these spaces. This deployment of misogyny specifically in the case of Trinity is particularly telling and points toward how reactionaries deploy nostalgia for the nuclear family to exercise control over men and women alike. Patriarchy is at much in play in making Neo an alienated worker as it is in making Trinity a dissatisfied homemaker but special cruelty is applied to Trinity. She is allowed less of her authentic self by dint of being a woman and being compelled into situations of inauthentic love.

This movie is a rescue mission. It’s not the triumphant return of the hero. Neo barely spends any time in Io and he’s seen there more as an inconvenience than as a hero. But Trinity being rescued from the Matrix is the one thing, the lynch pin. That is the only thing the Analyst cannot countenance, that will break his Matrix entirely.

This is a delightfully kind reminder that revolution must not only be a matter of giving a different set of men the power and control over society but should instead recognize and destitute all axes of control that prevent people from realizing their authentic relationships. This is where they break from Kierkegaad because he thought that everybody must make the leap into faith alone but the Matrix Resurrections knows that the leap can only ever be made together. Authenticity exists, we can discover a core to our being, but it isn’t some hard kernel alone from all others. It’s a shining web of loves and hatreds, of lives touched and of differences made. We must all leap together into an uncertain future if we want to paint the sky with rainbows.

Quick Raytheon / Hugo Update

I am throwing this up really quick just as a situation update to my recent post on the ethics of participating in a fan convention with an arms manufacturer sponsor. The chair of the DisCon III concom, Mary Robinette Kowal, released an official statement yesterday and it’s actually… pretty good all things considered.

A picture of con chair Mary Robinette Kowal's statement and apology, along with her signature, regarding the sponsorship DisCon III received from Raytheon Intelligence and Space.

Now a few notes, mostly positive. This letter did several things that were required. First, Kowal has taken responsibility for this action personally. One of the things I was worried about previously was how the loose and rather byzantine organization of Worldcon created a risk of a diffusion of responsibility that passed the moral burden to the aggregate membership rather than a single person. I’ve said elsewhere that, based on my past professional experience in non-profit advancement teams, major sponsorship agreements don’t get approval without going up to senior leadership within the non-profit so it was always going to come back to her. I’m encouraged she recognized this and took that responsibility.

Second, while a full accounting of the process might have been interesting from a root-cause-failure approach I appreciate that Kowal elided on specifics because she didn’t want to be seen as making excuses. This is actually probably the right course of action all things considered.

Likewise the fact that Kowal declines to mention the charity she and DisCon III have selected by name is actually a good choice. It is good for two reasons: the first because it takes out any opportunity for praise over the donation. This is an act of restitution and the removal of the ego-effect of being probably a significant donor is a good choice. The second is because the ideological landscape with regard to NGOs is pretty fraught and even a slam-dunk donation (like to War Child, for instance) probably would have upset somebody so from the perspective of resolving the current social conflict an anonymous donation was a reasonable choice.

Finally it is good that specific recommendations for future con organizers were made. We all wanted transparency and this is part of that.

The main two pieces of missing information that would have been good to include here are a timeline of when the sponsorship deal was signed and when it was publicized and the amount of the donation. However the former is very minor and the latter is important but will likely come out eventually.

There is one other item I want to address here and that is the question over why Raytheon attracted such ire when the other banner sponsor – Google – is also bad. Again this ties back to my discussion of ethical ambiguity and ethical bounds. Google is not good. They’re an evil company that does bad things. But, as we discussed before, the same could be leveled of any organization able to throw around “major sponsor” money.

There is a powerful left-critique of the NGO that treats the non-profit as a form of social control whereby the wealty are able to invest in the direction of the power their wealth represents. In this frame of treating charitable giving as being a form of directed power relation we cannot remove the non-profit and the volunteer-run organization from the superstructure of capitalism as its base economic conditions are inextricably bound to that superstructure. The non-profit, under capitalism, is an organization within capitalism. This is where “no ethical consumption under capitalism” kind of actually lives. However, as I said, there are some ethical distinctions that don’t partake in the ambiguity of operating within the interior of capital as all non-profits do. And, with a product of imperial death, Raytheon is beyond all possible ethical ambiguity in a way that even pretty wholly awful companies like Google are not. Simply put, arms merchants are a special kind of evil that goes beyond even the mundane evil of Google and its ilk. As a communist I would bring the whole edifice down and Google is as much a target as Raytheon. But I am a communist living within the bounds of Capitalism and as such I need to be able to draw ethical distinctions within that territory. To put it in theoretical terms, the Socius is a field of inscription. It exists in being marked. The territory within Capitalism is delineated in a way that the outside of Capitalism simply is not by dint of its non-being. As such moral distinctions within Capitalism are inevitable. And so, yes, the donation from Google is also bad but, no, it was not hypocritical to be especially upset by the donation from Raytheon.

Last word on this subject from me: I don’t particularly like Kowal and I think her leadership of this concom was pretty disastrous between this and the increasing likelihood that Worldcon was a COVID superspreader event (17 possible exposures identified and counting). But, as I’ve said before, no ethical failure precludes the possibility of future right-decisions and I think this letter is a very positive first step. I think we should, on the left, be willing to acknowledge that this was a good first step and continue to kindly encourage accountability and restitution from the concom as a whole and Kowal in particular. I also think we should probably all lay off of the finalists who were caught flat-footed and may have responded defensively to being thrust into an uncomfortable position.

Drawing the line: Capitalism and Wrong Livelihood

(Image c/o Wikipedia)

The Worldcon that never should have happened has had a wild ride after an all-too-easy to call COVID outbreak, some shady business at the business meeting that seemed likely an attempt to influence the site selection process away from the (ultimately winning) Chengdu bid for next year and then, the piece de resistance, the revelation that a major sponsor for the convention, with a branded red-carpet photo wall at the Hugo Awards was the Raytheon corporation.

This raises an interesting question regarding the duty of participants in Worldcon to respond to the interface of their science fiction convention with a “defense contractor” that was supplying materiel to Saudi Arabia at least as recently as 2017 and that is a key supplier of the US military. Should a concom be held responsible for how sponsorships are used to launder the reputation of corporations? What about the ethics of working for such an organization? After all, it’s something of a received wisdom in progressive spaces that corporations are de-facto evil; if we cannot work but to work for an evil organization is there a gradient of evil to mark against? How far is, ultimately, too far beyond the pale?

Buddhism provides a very concrete starting point for what constitutes a boundary with the Aṅguttara Nikāya, in particular containing discourses accredited to the Buddha and his disciples on the topic of right livelihood – one of the eight subjects of the Noble Eightfold Path. According to these early Buddhist texts, a right livelihood is one that does not involve traffic in, “weapons, living beings, meat, alcoholic drink or poison.”

As such it’s clear that, at least from an orthodox Buddhist perspective, there is a very specific line and it is one that Raytheon is entirely beyond. Of course the same could be said of the butcher and the liquor store down the road along with any pet store proprietors and certain garden shops that sell plants that could potentially be used for the production of poison so we could, perhaps, argue that such specificity is somewhat unhelpful to a modern context.

The Buddhist proscription is bound, inextricably, to a Buddhist ethical universe that seeks to avoid the causation of harm. As such proscribed livelihoods are proscribed because of their specific interaction with the Buddhist perspective on what constitutes the Good. However what the Buddhist example is best for showing is that a boundary can be set. We can, in fact, say that even if all things are not intrinsically ethical some things, in particular, are unethical enough that they should be avoided as moral hazards.

No ethical consumption under Capitalism

There is something of a mimetic phrase within progressive circles that there is no ethical consumption under capitalism. This phrase appears not to have a clearly fixed origin although it does seem to arise out of online spaces. Now this argument – that ethical consumption is impossible within Capitalism points in two disparate directions. First, it is deployed as a form of absolution. “Yes I know this product was made by an appartheid state in an occupied territory but there’s no ethical consumption under Capitalism,” at the extreme sure but also, “I’m aware that fast food restaurants deploy environmentally destructive agricultural practices to keep prices down but there’s no ethical consumption under capitalism, I live in a food dessert and have few choices and ultimately I have to eat something,” would be closer to an ideal example of this absolutory use. The second is as a critique. A celebrity backs a T-shirt slogan – or some other commodified piece of political rhetoric – and critics point out that it was manufactured with exploited labour. Does a feminist really look like a white woman getting rich off of sloganeering at the expense of vulnerable workers in Bangladesh? There is no ethical consumption under Capitalism.

And so, effectively this statement means either, “I am aware of the contradiction in my position and cannot avoid it,” or “you should be aware of the contradiction in your position,” depending upon whose consumption is the subject of ethical assessment.

Now a fan convention is most certainly an example of consumption. In fact, fewer things are more purely consumptive than a fan convention – an event that seeks to lionize and institutionalize a category of consumption, to bring consumers into the proximity of producers so that they can consume more effectively. And with a fan convention being a form of institutionalized consumption, sponsors of a convention are certainly to be counted both as consumers of the product the convention offers (largely the attention of other consumers) and simultaneously as producers of the event. Raytheon is both a consumer of Discon III and also a product that Discon III attendees are being invited to consume. And anybody who took a photo at the Raytheon branded red carpet photo station, anybody who went to the Raytheon booth, they were consuming Raytheon. So when people respond to this consumption of Raytheon by attendees that there is no ethical consumption under Capitalism our question then becomes whether this is the consumer being asked to be aware of the contradiction in their position or if it is the consumer aware of the contradiction claiming they have no choice.

It honestly seems mostly to be the latter.

Certainly, unless that consumer was on the concom they had no choice about whether to invite Raytheon to be a sponsor so we may be able to absolve most attendees of that specific blame. Although members of the concom should certainly be called to account for their funding decisions. However, while the attending membership had no choice whether Raytheon was to be a sponsor, this doesn’t mean they had no agency in this situation at all. And this is where things become even more difficult.

Ambiguity

In her seminal work, “the Ethics of Ambiguity,” Simone de Beauvoir grappled with the fundamental problem of making ethical judgments in recognition of the inability of a person to have an objective understanding of all consequences. In this book Beauvoir remains consequentialist in her outlook, maintaining that the ethical value of an act had to do with its movement toward liberation but problematized consequentialist ethics by pointing out that it would be nearly impossible to judge, in a moment of action, whether any given well-intentioned action, in fact, moved in the direction of liberation. Antagonistic to the virtue-ethic of the Buddhists that would declare it is wrong livelihood, a consequentialist might ask to whom weapons were being sold and to what purpose. Beauvoir then points out that, no matter how great the purpose the consequentialist cannot possibly know what the ultimate consequences of selling those guns must be.

In the end, Beauvoir’s ethic proposes something of a Sisyphean life – one of constantly striving toward a greater freedom fully aware that it can never be obtained. The struggle for liberation is an endless and ever-changing task. All a person can do is their best. As Beauvoir puts it, “Ethics does not furnish recipes any more than do science and art. One can merely propose methods. Thus, in science the fundamental problem is to make the idea adequate to its content and the law adequate to the facts; the logician finds that in the case where the pressure of the given fact bursts the concept which serves to comprehend it, one is obliged to invent another concept; but he can not define a priori the moment of invention, still less foresee it.”

Beauvoir argues that meaning is constantly changing and that the movement of life with purpose, of a good life, is thus also constantly a moving target. But that doesn’t mean she provides no lodestone. Instead Beauvoir takes a nearly Epicurean approach, saying, “However, it must not be forgotten that there is a concrete bond between freedom and existence; to will man free is to will there to be being, it is to will the disclosure of being in the joy of existence; in order for the idea of liberation to have a concrete meaning, the joy of existence must be asserted in each one, at every instant; the movement toward freedom assumes its real, flesh and blood figure in the world by thickening into pleasure, into happiness. If the satisfaction of an old man drinking a glass of wine counts for nothing, then production and wealth are only hollow myths; they have meaning only if they are capable of being retrieved in individual and living joy. The saving of time and the conquest of leisure have no meaning if we are not moved by the laugh of a child at play. If we do not love life on our own account and through others, it is futile to seek to justify it in any way.”

And, of course, this idea of a good life as being one that pursues some sort of genuine happiness both on our own account and through others is something of a shared quest between Beauvoir, the Epicureans and the Buddhists.

What then is the ethical weight of a red-carpet photo against the death of a child in Yemen? It should be such a simple formula – arms dealers bad – and yet it brings with it so much other baggage. Did the actions of the red-carpet walkers contribute to Raytheon’s ability to sell the weapons that kill? Were factors such as the ability of convention members to pursue a career in the arts (which received wisdom says necessitates participation in fan conventions) ones that moved their own actions, in that moment toward a concrete mode of liberation? Should an artist who discovers their participation might give a company like Raytheon access to an audience disengage immediately? How much burden to know what, in fact, Raytheon is and does should be ascribed to the hosts of a Science Fiction podcast or the creators of a popular semi-pro zine? I don’t think I need the certainty of the Noble Eightfold Path to say that Raytheon is ethically compromised. It sells weapons to many of the most aggressive and warlike militaries in the world. No country has as many extraterritorial military bases as the United State. Few states wage war as readily and egregiously as Saudi Arabia. That Raytheon partners with these militaries makes it obvious that there’s very little ambiguity at play with working in their employ or with deliberately selling them advertising space at your convention. A good Raytheon employee is an employee who quits.

But I think the “no ethical consumption” line creates more problems than it solves. Certainly it’s true in as far as capitalism is a system that pushes back against Beauvoir’s idea of a life of love on our own account and lived through others. It’s a system that depends, instead, on a zero-sum gamification of existence where every moment of joy we squeeze out of life must, at its core, be a moment of joy denied to another. But the moment of radical freedom we call revolution depends on a level of mass action that doesn’t reside with some atomized individual. Turning around and walking out of the Hugo awards upon sighting the Raytheon banner would have been a decent action. It would be what Buddhists call “right intention” but it would be ineffectual. It would not overthrow the rule of Capital; it would not unmake the missiles and the bombs. In order for it to be a truly revolutionary moment it would require a total desertion of Discon III – for every single person there to spontaneously refuse to cross that threshold. And absent that sort of spontaneous and revolutionary moment ambiguity rules here. Hugo awards make careers and it’s just a banner.

Ultimately the concom of Discon III has earned scorn. It was the height of irresponsibility to hold a convention in Washington DC in 2021. We all knew perfectly well the pandemic would not be over and I think it’s not too much of a stretch to assume most people knew the pandemic would not be over in the United States specifically considering the disorganized way it responded to the crisis. Frankly there should have been no opportunity to pose in front of a Raytheon banner at all. And even if we set aside the irresponsibility of holding an in-person fan convention during a plague year the concom should not have sold its sponsorship opportunities to a “defense contractor.” Awarding a sponsorship to Raytheon was an egregious lapse in ethics by the standard of the Buddhists, the Epicureans, the standards of Beauvoir and frankly even those of Kant who would have fixed upon the concom the duty of acting in a manner that advanced respect and dignity of all people. Death from above at the hands of missiles manufactured half a world away is, at its core disrespectful. It is a death lacking in dignity to be snuffed out like an unwanted candle.

Capitalism operates through a diffusion of responsibility. People who have worked within the IT divisions of defense contractors talk about jobs that center around entirely abstract snippets of code – work toward abstract benchmarks where they haven’t the first clue what their code is even intended to do. This sort of diffusion permeates capitalist organization such that, ultimately, no one person is ever to be blamed for the cruelties of the system. And the concom could argue, in their defense, that then never dropped a bomb nor asked one to be dropped.

Ultimately the question becomes: where do you draw the line? As Jello Biafra said, “I’m not telling you, I’m asking you.”

For me, the line is drawn not at being an audience for Raytheon but it is certainly drawn before collaborating with Raytheon to give them an audience. But each person must construct that line for themselves. This is the ultimate paradox of collective spontaneity. We must each, alone, decide to act together in the moment. If a spontaneous moment is lost to ambiguity we should, rather than ripping at those people who, enmeshed in ambiguity, may have made a wrong choice, aim toward building better preconditions to make the right choice in the future.

As such my final word is this: No more arms manufacturers at fan conventions. And if anyone violates this clear line by inviting arms manufacturers to participate, let’s deem them outside what we see as the genre community. In that moment of collaboration they have put themselves beyond the pale. But let’s stop there and work to build solidarity around this line.